Membership in the National Association of Independent Broker/Dealers is open to all firms and industry vendors throughout the United States. Benefits are ever expanding, but the primary ones are listed below.

 

Because the Independent Broker/Dealer community is a diverse one, NAIBD offers two different types of membership.


Broker/Dealer membership benefits are as follows:

• Free attendance for 2 firm employees at NAIBD's regional member meetings including presentations like, “State of the Industry” by the FINRA Chairman, "The Facts of Arbitration & Mediation" by Legal Representatives on both sides, and “Protection Against White Collar Crime and Money Laundering” by the FBI.

 

• Free attendance for members for NAIBD's webinars including presentations like, Small Firm Representatives to the FINRA Board Speak Out with FINRA board of Governors and The Issues and Implications of a 3PM/Broker Dealer Relationship.


• Discounted and/or free attendance at the NAIBD Spring and Fall Symposiums, including Keynote Presentations, CEO Discussion Panels, the latest from technology vendors throughout the Broker/Dealer industry and a “Coffee with the Regulators”.

 

• Rebate and discount offers from industry vendors and other industry organizations.

 

• Access to NAIBD's E&O Share program.

 

• Access to NAIBD's Health Insurance Program.

• Website access to “Members Only” page for quick reference to previous meeting information, presentations, webinars, vendor discount offers, and regulation response templates for effectively impacting upcoming regulation efforts.

• Networking opportunities with industry executives, regulators and securities professionals from across the nation at regional and local events.

• Weekly email newsletter of FINRA's weekly email blast


Regular Rate for Broker/Dealer Membership:


Membership is available for only $300 per calendar year.

 

Industry Associate Membership Details:

 

The National Association of Independent Broker Dealers has developed an opportunity for service providers to heighten their exposure to potential clients while bringing them valuable product and service offers. Through a diverse collection of networking, promotion and signage options, NAIBD introduces Industry Associate Membership, the ideal forum for connecting industry vendors with Independent Broker/Dealer firms and their sole advocate organization.

Click here to learn more about Industry Associate Membership.

 

New Member Application

 

 

Existing and new members may pay their dues online!  
Effective membership is required for participation in our programs, including the E&O Share program.


2009 Broker/Dealer Fees are $300. Industry Associate member fees are $2500.


 

 

Sponsors, vendors, and industry associates:


Learn about our Industry Associate Membership program. It is the premier forum by which vendors connect with Independent Broker/Dealer firms and their sole advocate (NAIBD), supporting our mission by growing and strengthening the industry as a whole. [Industry Associate Membership Details]

 

See a full listing of IAM Members