Upcoming Meeting
---------------------------------------------
JANUARY
NAIBD is pleased to announce the January 13 meeting will now be available from coast to coast via a webinar! Additionally NAIBD will host a joint webinar with the Third Party Marketers Association (3PM) on January 29. NAIBD members are invited to participate in both of these one hour webinars at no cost.
1/13/09 - RSVP
2:00pm EST
Small Firm Representatives to the FINRA Board Speak Out
Featuring: Lisa Roth, NAIBD Chairperson
Don Steel, Planned Investment Company, Inc.
Mari Buechner, Coordinated Capital Securities, Inc
Duncan Williams, Duncan-Williams, Inc.
NAIBD members may register at no cost, and guests may register for $25.
1/29/09 - RSVP
12:00pm EST
The Issues and Implications of a 3PM / Broker Dealer Relationship
Featuring: Lisa Roth, NAIBD Chairperson
Micah A. Taylor, Kinetic Partners
Donna DiMaria, 3PM President
Stacy Havener, 3PM Secretary/Events Co-Chair
NAIBD members may register at no cost.
--------------------------------------------
2009 Meeting Schedule
JANUARY
1/13/09 - RSVP
2:00 pm EST
Small Firm Representatives to the FINRA Board Speak Out
Featuring: Lisa Roth, NAIBD Chairperson
Don Steel, Planned Investment Company, Inc.
Mari Buechner, Coordinated Capital Securities, Inc
Duncan Williams, Duncan-Williams, Inc.
NAIBD members may register at no cost, and guests may register for $25.
1/29/09 - RSVP
12:00pm EST
The Issues and Implications of a 3PM / Broker Dealer Relationship
Featuring:Lisa Roth, NAIBD Chairperson
Micah A. Taylor, Kinetic Partners
Donna DiMaria, 3PM President
Stacy Havener, 3PM Secretary/Events Co-Chair
NAIBD members may register at no cost.
MARCH
03/18/09
Spring Business Development Symposium
Providing Business Development Tools for Independents Broker/Dealers
Santa Monica, CA
MAY
05/12/09
Del Mar, CA
JULY
07/14/09
Los Angeles, CA
SEPTEMBER
9/8/09
Anaheim, CA
OCTOBER
10/13/09
Fall Business Development Symposium
New York, NY
Where we were in 2008:
JANUARY
Tuesday - 1/08/08
Anaheim, CA
NAIBD Annual Meeting
Guest Speaker: Chip Jones,
Vice President of Member Relations, FINRA
2:00PM Meeting
4:00PM Reception
MARCH
Tuesday - 3/11/08
Spring Technology & Compliance Symposium
Los Angeles, CA
Marriott Downtown
MAY
Tuesday - 5/13/08
"Hottest Issues in Information Security and Privacy"
Anaheim, CA
Sheraton Anaheim
2:00PM Meeting
4:00PM Reception
Guest Speaker: Andrew Serwin, Foley & Lardner, LLP.
Sponsored by:
JULY
Tuesday - 07/15/08
Los Angeles, CA
NAIBD Senior Summit
Marriott Downtown Los Angeles Hotel
2:00pm-4:00pm
SEPTEMBER
Tuesday - 09/09/08
Anaheim, CA
Sheraton Anaheim
"Secrets to Compliance Survival"
OCTOBER
Thursday - 10/02/08
FALL Symposium
NASDAQ MArketsite
New York, NY
NOVEMBER
Tuesday - 11/11/08
Economic Perspectives on Financial Crisis
Del Mar, CA
Del Mar Doubletree
2:00-5:30 PM
2005 Events
2006 Events
2007 Events |
