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JANUARY Tuesday - 01/09/07 RSVP NASD BOG "Experiences, Observations & Recommendations" for Small Firms Anaheim, CA 2:00 PM Meeting 4:30 PM Reception Speaker: John Simers - CEO- ING Advisors Kerry Cunningham - Head of Risk Management - ING Advisors
MARCH Monday - 03/05/07 Los Angeles, CA SPRING TECHNOLOGY AND COMPLIANCE SYMPOSIUM The OMNI Los Angeles Hotel - Directions
Thursday - 03/29/07 Meet the NAIBD & Regulatory Updates Jumeirah Essex House Directions 5:00 PM-6:30 PM Meeting RSVP Friday - 03/30/07 Meet the NAIBD & Regulatory Updates The Inn At Fox Hollow Directions 10:30 AM-12:00 PM Meeting RSVP
MAY Tuesday - 05/08/07 RSVP CEO Discussion Panel Del Mar Hilton Del Mar, CA 2:00 PM Meeting 4:30 PM Reception Reception Sponsored by:
Thursday - 05/17/07 - RSVP NAIBD Roundtables New York, NY 10:00 AM-12:00 PM Discussion
JUNE Thursday - 06/14/07 - RSVP Roundtable Discussion Inn at Fox Hollow Woodbury, NY 10:30am-12:00pm
Tuesday - 06/19/07 - RSVP Topic: Merrill Lynch Rule Roundtable. How will this change effect the industry and your firm? Come to hear the latest information on this important topic. New York, NY 10:30am-12:00pm
JULY Tuesday - 07/10/07 - RSVP MEMBERS ONLY MEETING To attend click HERE (Click here to Become a Member) Update on Regulatory Environment and the Consolidation Guest Speaker: CEO & Chairman of NASD, Mary Schapiro Los Angeles , CA 2:00 PM Meeting 4:30 PM Reception Reception Sponsored by:
SEPTEMBER Thursday - 09/06/07 - RSVP Regulators Meeting Guest Speaker: David Greene, NASD Christian Zrull, NASD Anaheim, CA 2:00 PM Meeting 4:30 PM Reception Reception Sponsored by:
OCTOBER Monday - 10/01/07 RSVP NOW Four Times Sqaure New York, NY 8 AM – 6 PM Keynote Presentation By: Mark Healy, COO, National Financial Leveraging Technology to Create Efficiencies Platinum Sponsor:
NOVEMBER Tuesday - 11/13/07 - RSVP Del Mar , CA 3030/3040; Pension Protection Act 2:00 PM Meeting 4:30 PM Reception
DECEMBER Thursday - 12/6/07 - RSVP Woodbury, NY "E&O 101: Everything you wanted to know, but were affraid to ask" 10:00 AM-11:30 AM Meeting Directly after FINRA District Preventive Compliance Meeting
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